COMPLIANCE CHECKS

AMINDIS' COMPLIANCE SOLUTION: CONFIGURABLE, AUTOMATED, ALWAYS AUDITABLE

AMINDIS delivers a powerful compliance solution seamlessly integrated into the investment management process. Designed for asset managers and asset owners, it ensures continuous ex-ante and ex-post control across portfolios, business accounts, and multi-entity structures.

Advanced equation and rule management (low-code, no-code configurability)

AMINDIS offers unparalleled flexibility with its low-code/no-code approach to compliance rule management. Through an intuitive equation-based system, users can define, adjust, and apply rules without any coding knowledge. This powerful configuration model enables:

• Unlimited rule customization: create rules using mathematical equations, tailored to regulatory, client-specific, or internal requirements.

• Entity-specific control: apply rules at any level – portfolios, sub-portfolios, business accounts, or custom groups.

• Building Block flexibility: leverage pre-built calculation blocks and precise criteria for custom rule creation.

• Dynamic variables: use single values, lists, or aggregate data to create rules that adapt to changing market conditions.

Automated monitoring and workflow management

AMINDIS ensures seamless compliance monitoring through a fully automated process, providing comprehensive control across all portfolios and entities.

• Compliance checks: daily automated rule verification across all assets.

• Smart alerts: multi-level alerts including Information (approaching threshold), Warning (close to the limit), and Blocking (breach prevention).

• Integrated decision workflow: manage breaches directly within the platform with options to wait, handle, accept, rebalance, or close.

• Automatic rule assignment: rules are dynamically assigned based on the characteristics of each portfolio or business account.

• Complete traceability: every action, decision, and modification is logged for full auditability.

Comprehensive reporting and auditability

AMINDIS provides detailed and customizable reporting capabilities, ensuring complete transparency and accountability.

• Customizable reports: generate reports on a daily or monthly basis, with the flexibility to choose the scope and format.

• Drill-down insights: explore detailed calculations for each rule, including variables, equations, and results.

• Historical record keeping: maintain an auditable history of all rule changes, breaches, and corrective actions.

• Regulatory monitoring: link rules to specific regulatory requirements for clear compliance alignment.

• User-specific access: grant role-based access to compliance data, ensuring secure and efficient collaboration.